The Journal of Organic Chemistry
Article
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Consistent with a host−guest-type interaction between
benzaldehyde and the catalytic complex was the observation
1
of an upfield singlet in both the acquired H and 13C spectra
(5.57 and 97.2 ppm, respectively) at 193 K upon the addition
of benzaldehyde. On the basis of 13C−1H HSQC data, these
signals were found to be directly correlated and so were
thought to correspond to the aldehyde hydrogen and carbon of
benzaldehyde in the silver complex (see Supporting Informa-
tion).
Figure 2. Global and competing minimal geometries, free energies of
complexation (ΔG), condensed to carbonyl carbon Mulliken charge
analysis for the catalytic complex calculated at the DFT B3LYP/
DGDZVP level of theory.
Despite strong support for benzaldehyde coordination, the
type of complexation between benzaldehyde and the catalyst
(3) was still not fully understood. It is well-known that the
majority of main group, early transition metal, and lanthanide
Lewis acids form σ-type complexes with carbonyl-containing
compounds,9a−c while electron-rich transition metals form π-
type complexes.9a,d,e Furthermore, σ-type complexation of
aldehydes with Lewis acids has been shown to produce a
through a less stable, albeit kinetically more reactive,
intermediate such as 6 instead of the thermodynamically
more stable minimum 5.12 Along these same lines, consistent
with 6 being the major catalytic complex governing stereo-
induction in this reaction, a visual inspection of these three
species revealed that the si-face of the bound aldehyde in
structures 4 and 5 was sterically unhindered and open to attack.
Alternatively, if allylation ensued from 6, the sense of
stereoinduction would be consistent with the experimentally
observed re-facial stereoselectivity because the si-face of the
aldehyde is shielded by the catalyst.
9c
1
downfield shift of H and 13C signals of the carbonyl group,
and π-type complexes resonated upfield in comparison with the
noncoordinated aldehyde.9d,e In this case, however, the
presence of the sterically encumbering (R)-BINAP ligand
makes it difficult to envision this reaction proceeding through a
π-complex. On the other hand, it could be argued that a strong
shielding effect induced by the aromatic system of the ligand
could very well account for the observed upfield shift of 1H and
13C signals of benzaldehyde in the 3′ complex due to
anisotropic effects.10 Thus, it would appear that the upfield-
shifted signals observed in this instance do not provide
definitive evidence for π-type complexation.
Having at that point been unable to discern by NMR
experiments the precise mode by which benzaldehyde was
bound in complex 3′, but with strong evidence supporting the
formation of a (R)-BINAP·(AgF)2*(OC(H)Ph)n complex,
we turned to DFT calculations to develop a better under-
standing of the structural features of 3′. To this end, σ- and π-
bound complexes of (R)-BINAP·(AgF)2*(OC(H)Ph)n
having one or two benzaldehyde ligands were optimized in
the gas phase at room temperature at the B3LYP/DGDZVP
(density Gauss double-ζ with polarization functions basis set)
level.11 Interestingly, upon optimization of those geometries
initiated from π-type complexes, it was immediately brought to
our attention that they inevitably converged to σ-type
complexes. Nevertheless, out of those conformers considered,
minima 4−6 were found to be the lowest in energy (Figure 2).
With respect to these conformers, present in 6 was a μ2-σ-
coordinated benzaldehyde, whereas the benzaldehyde in
structures 4 and 5 was η1-σ-coordinated.
The influence of temperature and solvent effects upon these
complexes was then considered by reoptimizing these
structures at 193, 212, and 249 K and room temperature
with the IEFPCM (integral equation formalism polarizable
continuum model) method to account for the solvent methanol
generally employed in practice. These calculations indicated
that aldehyde-bound complex 5 was the lowest energy structure
among 4−6 (see Figure 2 and Supporting Information).
However, we discerned from an analysis of the computed
Mulliken charges of these three complexes that the carbonyl
carbon of the bridged structure 6 was more electron-deficient
then those of 4 and 5, suggesting that allylation likely proceeds
However, at odds with the computed nonsymmetrical nature
of 4−6 was our experimental observation of a single 31P NMR
shift at 10.6 ppm that implied the two phosphorus atoms of the
catalyst-bound aldehyde adduct formed in this reaction were
chemically shift equivalent. In view of this discrepancy and to
clarify this point further, we once again turned to DFT
calculations carried out within the framework of GIAO−DFT
(B3LYP/DGDZVP) NMR theory to help elucidate the
structure of (R)-BINAP·(AgF)2*(OC(H)Ph) (4−6). From
these calculations we concluded that the 31P NMR resonances
of structure 5 were downfield from those of the parent complex
(R)-BINAP·(AgF)2 (that is, catalyst 3), whereas those of 4 and
6 were shifted upfield with respect to 3 (Table 2). Surprisingly,
the difference in chemical shift between the two phosphorus
atoms in 5 of 0.3 ppm was smaller than that of 4 and 6.
However, it should be noted that this minute difference
between the computed 31P chemical shifts would not be
apparent from our experimental NMR results, even if it were
the two phosphorus atoms would appear to be equivalent on
the NMR time scale if there was rapid ligand exchange between
the two silver atoms of 5. Interestingly, the shift difference
(Δδ) in 31P NMR between 3 and 5 was found to decrease with
temperature, whereas the inverse trend was observed for 4 and
6 in relation to 3. A small, upfield shift was observed in the
1
calculated H signal corresponding to the aldehydic hydrogen
of 5, but an inverse trend was observed for 4 and 6. All of the
carbonyl carbons of 4−6 were shifted downfield. The
differences between the calculated and experimental magni-
tudes of Δδ 31P NMR shifts are thought to arise from two
sources: the intrinsic conformational dynamics of the (R)-
BINAP·(AgF)2*(OC(H)Ph) complex that, because of the
demanding nature of these calculations, could not be accounted
for in silico and the inadequate treatment of the long-range
effects at the level of theory used.13 The latter could also
contribute to the inconsistencies between experimental and
computed 1H proton and 13C carbon shifts because the
inductive effect of the large aromatic system of the catalyst
could have a significant impact on the magnetic susceptibilities
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dx.doi.org/10.1021/jo400451u | J. Org. Chem. 2013, 78, 4440−4445