reaction mixture, when other desired reactions are sought.
However, since formation of the ester was a novel observa-
tion, it was decided to conduct the experiments under normal
atmospheric conditions and observe the effect of varying
parameters on the formation of the ester. A plausible
mechanism is provided in what follows.
Different observations have led to different theories, which
explain the role of ω-phase in S-L system. A few papers
have reported the increase in rates of the S-L PTC reaction
with increasing amounts of water in the system.1
0-11
A
comprehensive discussion of the ω-phase theory in ac-
cordance with the S-(ω)-L PTC cyanide displacement of
p-chlorobenzyl chloride has been published recently by us.12
According to the ω-phase theory, trace quantities of water
aid dissolution of the solid salt by forming a thin aqueous
film (known as the ω-phase) around the solid particle. In
S-L PTC, only minute quantities of the PT catalyst are
present in the organic phase while most of it is translocated
on the surface of the inorganic nucleophilic salt. Trace
quantities of water facilitate interaction between the quat and
the salt by breaking down the crystal lattice structure and
thus augment the ion-exchange reaction which in turn
enhances the reaction rates. On the basis of the ω-phase
theory, a general mechanism for the S-(ω)-L reaction can
be represented as shown in Scheme 2, which involves the
Reaction Mechanism
Although a wide variety of PTC reactions are conducted
in the presence of a base, the mechanism of these reactions
under S-L PTC conditions is obscure. PTC systems operate
1
via different mechanisms in the presence of bases. In L-L
PTC reactions involving strong bases, it is believed that the
mechanism involves extraction of hydroxide ion pair into
the organic phase followed by deprotonation and alkylation
of the substrate. However, the extraction of hydroxide is
difficult because of its limited solubility and partitioning in
the organic phase. Alkylation reactions have been proposed
+
-
to be mediated through [Q OH ] intermediate and probably
+
-
-
involve reaction between [Q OH ] and the organic substrate
dissolution of solid OH into the ω-phase followed by the
at the liquid-liquid interface in the case of L-L PTC and
in the bulk organic phase after formation of [Q OH ] at the
solid-liquid interface in the case of S-L PTC.
anion-exchange reaction with the catalyst to form the active
+
-
+
-
ion-pair Q OH which is then transferred to the organic
phase where it can abstract a proton from the nitrile to form
-
+
Presently, there is relatively little information available
on alkylation by the S-L phase transfer method. S-L PTC
reactions can follow two mechanisms based on the solubility
of the solid in the organic phase and the location of the ion-
exchange reaction, namely, homogeneous and heterogeneous
solubilisation.9
One of the important aspects of S-L PTC systems is the
role of trace quantities of water and its effect on the
mechanism and kinetics of the PTC cycle. In most solid-
liquid PTC/OH systems, water is always formed, and thus
the formation a thin film aqueous phase, called the “omega
the active species [RCH CNQ ] which reacts with isopropyl
bromide to give the monoalkylated product. Abstraction of
another proton from the monoalkylated product and subse-
quent reaction with isopropyl halide leads to the formation
of the dialkylated product. This is depicted in Scheme 3.
Most of the reports on phase transfer catalysed oxidative
decyanation are in reference to the transformation of
R-secondary nitriles to ketones and involve the use of strong
bases and is proposed to proceed via formation of the
1
3-14
1-cyanoalkyl peroxide anion intermediate.
The mecha-
nism of formation of p-chlorobenzoic acid methylethyl ester
involves the abstraction of the proton from the nitrile
followed by the oxidation of the resulting active species by
molecular oxygen. The unstable peroxy species thus formed
(ω)-phase” is almost certain. In the present system, water is
a byproduct of the reaction and it has to be deliberated in
reference to the formation of ω-phase. Here the maximum
quantity of water (15% w/w water content in solid KOH
taken initially plus water generated in situ during the reaction
considering maximum conversion of 45%) in the reaction
+
-
rapidly dissociates to p-chlorobenzoic acid and [Q CN ].
The acid instantaneously reacts with isopropyl bromide to
give p-chlorobenzoic acid methylethyl ester and HBr which
3
+
-
+
-
mixture will be 0.65 cm . Considering the following calcula-
reacts instantaneously with [Q OH ] to give [Q OBr ] and
water. To support the proposed mechanism, a control reaction
with p-chlorobenzoic acid and isopropyl bromide in the
presence of an alkali under the reaction conditions was
performed, and it was observed that the reaction does yield
the ester quantitatively and that no other product was formed.
Further, esterification of phenylacetic acid and derivatives
under S-L PTC conditions using triethylbenzylammonium
tions, it can be seen that a ω-phase of 0.4 mm thickness
surrounds the KOH particle. Typical calculations are given
below:
For solid KOH,
rp ) average pellet radius ) 0.27 cm
N ) average number of pellets in 1.12 g KOH loading )
1
5-16
chloride and solid KOH is reported,
and these reports
13. (The particles are not broken and remain as such during
describe PTC esterification of carboxylic acid, C-alkylation,
the course of reaction and shrink as the reaction proceeds.
Hence the number of particles remain constant.)
(9) Naik, S. D.; Doraiswamy, L. K. Chem. Eng. Sci. 1997, 52, 4533.
3
Volume of water available for ω-phase ) 0.65 cm .
(10) Liotta, C. L.; Burgess, E. M.; Ray, C. C.; Black, E. D.; Fair, B. E. ACS
Symp. Ser. 1987, 15, 326.
3
3
p
(
(
(
(
(
11) Zahalka, H. A.; Sasson, Y. J. Chem. Soc., Chem. Commun. 1984, 1652.
12) Yadav, G. D.; Jadhav, Y. B. Langmuir 2002, 18, 5995-6002.
13) Donetti, A.; Boniardi, O.; Ezhaya, A. Synthesis 1980, 12, 1009.
14) Kulp, S. S.; McGee, M. J. J. Org. Chem. 1983, 48, 4097.
15) Starks, C. M.; Liotta, C. L.; Halpern, M. Phase Transfer Catalysis:
Fundamentals, Applications and Industrial PerspectiVes; Academic Press:
New York, 1994, pp 392-393.
4/3 π N(r
- r ) ) 0.65
p+ω
where rp+ω ) radius of particle + ω-phase. Therefore, rp+ω
0.31 cm. Hence, r ) 0.4 mm. This means that a ω-phase
)
ω
thickness of 0.4 mm is available, which shows that the
reaction is indeed a solid-liquid PTC reaction with ω-phase.
(16) Canicio J.; Ginebreda A. Canellia R. Anal. Quim. Ser. C 1985, 81, 181.
590
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Vol. 7, No. 4, 2003 / Organic Process Research & Development