upon combining the three basic components: tryptamine
(2), 1,3-cyclohexanedione, and acrolein. Heating trypt-
amine with 1 equiv of 1,3-cyclohexanedione in refluxing
toluene for 1 h brought on complete condensation to
afford ketoenamine 4 as colorless crystals in 95% yield.
Despite its high polarity, this compound was found to be
slightly soluble in tetrahydrofuran (THF). Next, a solu-
tion of ketoenamine 4 and freshly distilled acrolein (2.5
equiv) in THF was subjected to a boron trifluoride diethyl
etherate promoted tandem intermolecular formal aza-[3
+ 3] cycloaddition/Pictet-Spengler cyclization. Indeed,
the pentacycle 5 with the newly formed B and C rings
was produced after the reaction proceeded at room
temperature for 18 h. Note that sufficiently slow intro-
duction of BF3‚OEt2 to the system was crucial to this
transformation. The reaction sequence presumably con-
sisted of (i) the initial intermolecular formal aza-[3 + 3]
cycloaddition, via the enamine-to-acrolein Michael addi-
tion (generating 5A) followed by dehydrative iminium
formation (generating 5B), and (ii) the subsequent Pic-
tet-Spengler cyclization. For the aza-[3 + 3] cycloaddi-
tion, a head-to-tail orientation is assumed with regard
to the carbonyl groups of vinylogous amides and acrolein.
The regioselectivity that we adopted is coincident with
those reported previously by Hickmott,4 Greenhill,5 and
Stille6 but is opposite of the head-to-head orientation
proposed by Hsung.3c Either regiochemistry should be
possible,7 and appropriate mechanistic studies remain to
be conducted to reveal the exact reaction pathway.
The intermediate 5 was not sufficiently soluble in most
common organic solvents, which posed an obstacle in the
substance purification while ensuring reasonably high
yield. Therefore, the pentacycle 5, as a crude product,
was directly treated with excess di-tert-butyl dicarbonate
(Boc2O) and a catalytic amount of 4-(N,N-dimethylami-
no)pyridine (DMAP) in dichloromethane at room tem-
perature to realize the Boc protection at the indolyl
nitrogen. The addition of Boc2O in batches was found to
be vital in achieving better conversion (see Experimental
Section). The key pentacyclic benz[f]indolo[2,3-a]quino-
lizidine intermediate 3 (shown in Hsung’s synthesis of
(()-tangutorine2c) was obtained as a colorless oil in a
combined yield of 57% for the last two steps (i.e., the
tandem reaction and the Boc protection step). The
physical properties and the spectroscopic data of 3 were
in agreement with those reported in the literature.2c
In summary, we have described a concise construction
of the pentacyclic benz[f]indolo[2,3-a]quinolizidine inter-
mediate 3 (with an overall yield of 54% over three steps),
featuring a tandem intermolecular formal aza-[3 + 3]
cycloaddition/Pictet-Spengler cyclization. The present
work can be considered as a formal synthesis of â-car-
boline alkaloid (()-tangutorine, since 3 could be manipu-
lated to give rise to 1 in eight more steps.2c Our strategy
disclosed herein constitutes a new effective general
synthetic approach toward the indoloquinolizidine family
of alkaloids.
Exp er im en ta l Section
Gen er a l Meth od s. Melting points are uncorrected. NMR
spectra were recorded in CDCl3 or DMSO-d6 (1H at 300 MHz
and 13C at 75 MHz) using TMS as the internal standard. Column
chromatography was performed on silica gel. Dichloromethane
was distilled over calcium hydride under N2. THF and toluene
were distilled over sodium benzophenone ketyl under N2.
3-[2-(1H-3-In d olyl)eth yla m in o]-2-cycloh exen -1-on e (4).
A mixture of tryptamine (5.00 g, 31.2 mmol) and 1,3-cyclohex-
anedione (3.50 g, 31.2 mmol) in toluene (170 mL) was refluxed
under N2, and the reaction reached completion within 1 h as
judged by TLC analysis. After the reaction mixture was allowed
to cool to room temperature, the solid mass was collected by
filtration and the product in the mother liquor was subjected to
recrystallization. The two crops of the solid were combined and
washed with a small amount of petroleum ether to give 4 (7.54
g, 95%) as colorless crystals: mp 158-160 °C; 1H NMR (CDCl3,
300 MHz) δ 1.93-2.00 (m, 2H), 2.25 (t, J ) 6.0 Hz, 2H), 2.34 (t,
J ) 6.5 Hz, 2H), 3.08 (t, J ) 6.6 Hz, 2H), 3.46 (dd, J ) 12.0, 6.6
Hz, 2H), 4.44 (br s, 1H), 5.25 (s, 1H), 7.07 (d, J ) 2.4 Hz, 1H),
7.16 (td, J ) 7.5, 1.2 Hz, 1H), 7.25 (td, J ) 7.5, 1.5 Hz, 1H), 7.42
(dt, J ) 7.8, 0.9 Hz, 1H), 7.60 (dt, J ) 7.8, 0.6 Hz, 1H), 8.19 (br
s, 1H); 13C NMR (DMSO-d6, 75 MHz) δ 22.3, 24.2, 29.2, 37.1,
43.5, 95.2, 112.0 (possibly corresponding to two carbons, C-3 and
C-7 of indole moiety), 118.7, 118.9, 121.6, 123.5, 127.7, 136.8,
165.1, 195.1. MS (ESI): m/z (% relative intensity) 255 (M + H+,
(4) Hickmott, P. W.; Sheppard, G. J . Chem. Soc. C 1971, 2112.
(5) (a) Greenhill, J . V.; Mohamed, M. J . Chem. Soc., Perkin Trans.
1 1979, 1411. (b) Chaaban, J .; Greenhill, J . V.; Ramli, M. J . Chem.
Soc., Perkin Trans. 1, 1981, 3120. (c) Greenhill, J . V.; Moten, M. A. J .
Chem. Soc., Perkin Trans. 1, 1984, 287. (d) Heber, D.; Berghaus, Th.
J . Heterocycl. Chem. 1994, 31, 1353.
(6) (a) P. Benovsky, G. A. Stephenson, J . R. Stille, J . Am. Chem.
Soc. 1998, 120, 2493. (b) Paulvannan, K.; Schwarz, J . B.; Stille, J . R.
Tetrahedron Lett. 1993, 34, 215. (c) Paulvannan, K.; Schwarz, J . B.;
Stille, J . R. Tetrahedron Lett. 1993, 34, 6673. (d) Paulvannan, K.; Stille,
J . R. J . Org. Chem. 1992, 57, 5319.
100). Anal. Calcd for C16H18
N 2O: C, 75.56; H, 7.13; N, 11.01.
Found: C, 75.29; H, 7.20; N, 11.07.
11-(ter t-Bu toxyca r bon yl)- 2,3,4,5,6,11b,12,13-octa h yd r o-
1-oxo-11H-4b,11-d ia za in d en o[2,1-a ]p h en a n th r en e (3). To a
solution of 4 (762 mg, 3.00 mmol) in dry THF (65 mL) was added
freshly distilled acrolein (0.50 mL, 7.5 mmol) under N2. A
solution of BF3‚OEt2 (0.46 mL, 3.6 mmol) in THF (5 mL) was
added over 10 min, and the resulting mixture was stirred at
room temperature for 18 h. The reaction was complete as judged
by TLC analysis. Evaporation of the volatiles gave the crude
cyclization product of 5 as a solid, which could be used directly
for the next reaction. An analytical sample of 5 was obtained
by recrystallization (MeOH/MeCOMe/petroleum ether, 3/20/3.5)
as colorless crystals: mp 205-207 °C; 1H NMR (DMSO-d6, 300
MHz) δ 1.67 (tdd, J ) 11.9, 11.6, 2.7 Hz, 1H), 1.85-1.90 (m,
1H), 1.94-2.02 (m, 1H), 2.23 (t, J ) 11.9 Hz, 1H), 2.45-2.55
(m, 3H), 2.61-2.75 (m, 2H), 2.77-2.96 (m, 3H), 3.47 (td, J )
12.8, 3.8 Hz, 1H), 4.48 (d, J ) 11.7 Hz, 1H), 4.98 (d, J ) 8.4 Hz,
1H), 7.02 (t, J ) 7.4 Hz, 1H), 7.11 (t, J ) 7.5 Hz, 1H), 7.37 (d, J
) 7.8 Hz, 1H), 7.45 (d, J ) 7.5 Hz, 1H), 11.08 (s, 1H); 13C NMR
(DMSO-d6, 75 MHz) δ 18.1, 21.1, 21.7, 26.7, 27.3, 31.0, 47.9, 56.4,
106.4, 107.4, 111.8, 118.5, 119.4, 121.9, 126.5, 133.5, 136.8, 169.8,
184.7. MS (ESI): m/z (% relative intensity) 293 (M + H+, 100).
(7) Intermediate 5B could be alternatively formed by adopting a
head-to-head orientation with regard to the carbonyl groups of viny-
logous amides and acrolein. See the following:
J . Org. Chem, Vol. 69, No. 13, 2004 4549