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These steps constitute a net [3+2]-addition of an ynal onto
a ketone to afford what could be formally viewed as a hetero
Pauson–Khand[8] product (12), without any need for the
functional group interconversions, protecting groups, and/or
redox adjustments typical of past approaches.
catalysts for our reaction.[12] We hoped that such an additive
could: 1) activate the aldehyde for attack by the carbene,
2) activate the ketone for nucleophilic attack by the homo-
enolate, and 3) coordinate both the ketone and the presumed
Breslow intermediate[13] (i.e. 9, cf. Scheme 1) to organize the
substrate for a productive reaction. However, all examples of
using such co-catalysts in the literature have also required the
presence of an exogenous base, a species seemingly incom-
patible with our starting material based on our initial
explorations (see above). Our hope was that a Lewis acid
such as Ti(OiPr)4 might circumvent the need for an added
base, hopefully providing enough activation and attendant
basicity to promote the desired reaction.
Despite its attractiveness on paper, there was little
precedent indicating that such an approach would be
successful in the laboratory. To the best of our knowledge,
there are no examples of an ynal participating as a conven-
tional nucleophile (i.e. not as a base) in a homoenolate
setting; in fact, the few explorations utilizing ynals as
substrates demonstrate instead that facile redox transfer
through protonation of their derived homoenolates is the
preferred reaction pathway.[9] Only one report detailing enal-
derived homoenolates as nucleophiles toward unactivated
ketones under NHC catalysis is known,[10] and in this case,
good yields were realized only when non-enolizable ketones
were deployed. Moreover, for our preferred substrates (i.e. 8),
we were concerned not only that the ynal motif itself might
not be stable, but also that it might undergo non-productive
intramolecular Michael addition with an enol or enolate
derived from its ketone.[10] With additional conjugation to the
ynal domain present, we were also cognizant of the possibility
of further complications through homo-homoenolate reac-
tivity. Nevertheless, we sought to test its viability, in that if
such a transformation could be achieved, rapid access to the
core of the securinega alkaloids would be obtained while
concomitantly increasing the substrate scope and overall
power of NHC catalysis.
Our explorations began with compound 13, the corre-
sponding diol of which is readily accessible in multi-gram
quantities (see Supporting Information). Given its instability
to bases such as Et3N, we elected to start our explorations with
amine-free conditions similar to those reported by Bode an
co-workers for asymmetric Claisen rearrangements using
NHC catalysts.[3c] Specifically, compound 13 was treated with
NHC precatalyst 14[11] in CDCl3 and heated to 508C in an
NMR tube. After 14 h, 1H NMR analysis of the reaction
mixture revealed ca. 5% conversion to a new compound.
Following purification of the reaction mixture and subsequent
X-ray crystallographic analysis, we confirmed that the new
material was 15, indicating that the desired cyclization had
occurred [Eq. (1)]. Despite this initial hit, efforts to optimize
the efficiency of the process through standard modifications
(solvent, temperature, catalyst structure, and catalyst counter-
ion) failed to provide isolated yields of 15 beyond 10%. All
variants proved sluggish and, if the reaction was left for
prolonged periods, significant decomposition was observed
with no increase in the yield of 15.
Pleasingly, treatment of 13 with 2.0 equivalents of Ti-
(OiPr)4 and 20 mol% of precatalyst 14 in CH2Cl2 at 238C for
12 h not only led to full consumption of the starting material,
but also provided the desired tricyclic product in a markedly
improved yield (37%, Table 1, entry 1). Highlights from our
Table 1: Initial optimization of the NHC/Lewis acid-catalyzed cyclization
of 13.
Entry
Base
(15 mol%)
Lewis acid
(equiv)
Solvent
Yield
[%][a]
1
2
3
4
5
none
none
DBU
DBU
DBU
Ti(OiPr)4 (2 equiv)
Ti(OiPr)4 (1 equiv)
Ti(OiPr)4 (2 equiv)
Ti(OiPr)4 (1 equiv)
none
CH2Cl2
CH2Cl2
CH2Cl2
CH2Cl2
CH2Cl2
37
30
38
37
12
[a] Yields were determined by NMR analysis of the crude mixture using
biphenyl as an internal standard.
extensive set of screening experiments to build on this new hit
are presented in Table 1. Intriguingly, the inclusion of an
amine base in substoichiometric quantities relative to the
NHC precatalyst prior to addition of the starting material was
tolerated and allowed the Lewis acid loading to be reduced to
1.0 equivalent, although no yield improvement was observed
(Table 1, entry 4). Importantly, the use of base in the absence
of the Lewis acid was much less efficient, with product formed
in only 12% yield (Table 1, entry 5). Additionally, no other
common Lewis acid was able to improve upon the results
within Table 1. Indeed, many common Lewis acids known to
promote NHC/Lewis acid cooperative catalysis, such as LiCl,
Mg(OtBu)2, Sc(OTf)3, and Mg(OTf)2, were completely inef-
fective in delivering product, while for titanium-based
systems, the efficiency of the reaction was found to be
highly sensitive to the ligand environment around the TiIV
center. For example, exchange of the isopropoxide ligands
with tert-butoxide led to a decrease in yield while replacement
of a single isopropoxide with chloride failed to deliver any
detectable amount of product (see the Supporting Informa-
Given this state of affairs, recent reports by Scheidt and
co-workers prompted us to consider using Lewis acid co-
2
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Angew. Chem. Int. Ed. 2013, 52, 1 – 7
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