Studies Using the Hantzsch 1,4-Dihydropyridine Ester
nilin with malononitrile or ethyl cyanoacetate and basic
alumina (Merck cat. 1097).70 Benzaldehyde was condensed
with diethyl malonate in ethanol in the presence of a catalytic
quantity of piperidine to give 3c.
Gen er a l P r oced u r e for Red u ction w ith th e Ha n tzsch
Ester . Unsaturated substrate (1.00 mmol) and Hantzsch ester
(1.05 mmol) were combined in EtOH or EtOH/benzene (15 mL)
and left stirring at room temperature or heated to reflux as
indicated in Table 2.
The reaction products were isolated by evaporating the
solvent, taking up the residue in ethyl acetate, and extracting
with aqueous HCl (1.0 mol L-1). The crude product after drying
over Na2SO4, filtration, and evaporation of the solvent was
filtered through a short column of silica eluting with hexane/
ethyl acetate (1:1 v/v).
generated by the hydride transfer to C2. The same
argument follows for the TS of both mechanisms due to
the Hammond postulate. Finally, we may conclude that
the experimental reactivity order is affected by electronic
effects of the substituents in the exocyclic double bond,
as characterized by the HOMO-LUMO gaps and the
MEP maps. However, steric effects probably play a
significant role in the hydride transfer as the reactivity
of the disubstituted 3-methyleneoxindoles decreases with
the size of the substituents.
Con clu sion s
The Hantzsch 1,4-dihydropyridine ester (1) has proved
to be a versatile reducing agent for the reduction of ethyl
R-cyanocinnamates, benzylidenemalononitriles, and ma-
lonylisatylidene derivatives. Experimentally, no evidence
was found for reactions involving radical intermediates
and the rates of reaction were observed to be dependent
upon the nature of the conjugated substituents. The
mechanism for oxidation of 1 by disubstituted 3-meth-
yleneoxindoles (2) was clarified by semiempirical calcula-
tions employing the PM3 Hamiltonian. In agreement
with other studies,2,5,44-46,61 we verified through compari-
son of the experimental and theoretical reactivity orders
that the reduction of the methyleneoxindole derivatives
occurs via a hydride transfer from the C4-position of 1
to the C3 carbon atom of the exocyclic double bond,
followed by a proton transfer from the protonated pyri-
dine intermediate to C2. The calculated energy differ-
ences between HOMO (1) and LUMO (2) molecular
orbitals were found to be consistent with the observed
reaction rate order, which are in turn correlated with the
nature of the substituents in compounds 2.
Com p u ta tion a l Deta ils. All calculations were performed
with the PM3 Hamiltonian71,72 within the MOPAC 93 pro-
gram73 on a Silicon Graphics O2 R10000 workstation under
an IRIX operational system. All structures were fully opti-
mized in the gas phase using the keywords GNORM)0.1 and
PRECISE. The InsightII program was employed as a graphic
interface for the construction and visualization of molecular
structures.
Ch a r a cter iza tion of th e Red u ced P r od u cts. Dieth yl-
2-(2-oxo-2,3-dih ydr o-1H-3-in dolyl)m alon ate (4a). Mp: 128-
130 °C. IR (ν ( 4 cm-1): 3386, 2984, 1736, 1616, 1474, 749.
1H NMR (CDCl3): δ 1.01 [3H, t, J 7.0]; 1.26 [3H, t, J 7.0]; 4.07
[2H, m]; 4.07 [1H, d, J 3.6]; 4.23 [1H, d, J 3.6]; 6.89 [1H, d, J
7.5]; 4.26 [2H, m]; 6.99 [1H, td, J 7.5; J 0.9]; 7.21 [1H, td, J
7.5, J 0.9]; 7.37 [1H, d, J 7.5]; 8.99[NH, bs]. 13C NMR: 13.8
[CH3]; 14.1 [CH3]; 45.4 [CH]; 52.4 [CH]; 61.9 [CH2]; 62.1 [CH2];
110.0 [CH]; 122.6 [CH]; 125.3 [CH]; 126.4 [C]; 128.8 [CH];
142.2 [C]; 167.2 [CdO ester]; 168.2 [CdO, ester]; 178.0 [CdO,
amide]. Mass C15H17NO5 (m/z [% abundance]): 291 [20]; 245
[15]; 218 [28]; 172 [100].
2-(2-Oxo-2,3-d ih yd r o-1H-3-in d olyl)m a lon on itr ile (4b).
Mp: 189-200 °C. IR (ν ( 4 cm-1): 3202, 2893, 2219, 1702,
1
1618, 1473, 754. H NMR (CDCl3/DMSO-d6): δ 4.00 [1H, d, J
4.3]; 5.20 [1H, d, J 4.3]; 6.98 [1H, d, J 7.8]; 7.08 [1H, t, J 7.6];
7.32 [1H, t, J 7.7]; 7.53 [1H, d, J 7.5]; 10.79 [1H, s]. 13C NMR:
24.1 [CH]; 44.6 [CH]; 110.5 [CH]; 111.4 [CN]; 112.2 [CN]; 122.4
[CH]; 123.0 [C]; 124.5 [CH]; 129.9 [CH]; 143.1 [C]; 173.2 [Cd
O, amide]. Mass C11H7N3O (m/z [% abundance]): 197 [22], 132
[100].
2-(1-Meth yl-2-oxo-2,3-d ih yd r o-1H-3-in d olyl)m a lon on i-
tr ile (4c). Mp: 138-139 °C. IR (ν ( 4 cm-1): 3065, 2865, 1694,
1613, 759. 1H NMR (CDCl3/DMSO-d6): δ 3.28 [3H, s]; 3.96 [1H,
d, J 3.7]; 4.57 [1H, d, J 3.7]; 6.96 [1H, d, J 7.5]; 7.22 [1H, t, J
7.5]; 7.47 [1H, t, J 7.5]; 7.66 [1H, d, J 7.5]. 13C NMR: 24.7
[CH]; 27.0 [CH3]; 45.1 [CH]; 109.5 [CH]; 109.7 [CN]; 111.7
[CN]; 121.6 [C]; 124.0 [CH]; 124.8 [CH]; 130.9 [CH]; 144.9 [C];
171.0 [CdO, amide]. Mass C12H9N3O (m/z [% abundance]): 211
[18], 146 [100].
Meth yl-2-cya n o-2(2-oxo-2,3-d ih yd r o-1H-3-in d olyl)a ce-
ta te (4d ). (Diastereoisomeric mixture, ratio 1:1.) Mp: 128-
129 °C. IR (ν ( 4 cm-1): 3286, 3095, 3027, 2958, 2900, 2253,
1749, 1720, 753. 1H NMR (CDCl3): δ 3.66, 3.94 [2 × 3H, s];
3.99, 4.15, 4.38, 4.45 [4 × 1H, d, J 3.8]; 6.92, 6.94 [2 × 1H, d,
J 7.5]; 7.05, 7.06 [2 × 1H, t, J 7.5]; 7.19 [1H, d, 7.5]; 7.26 [2 ×
1H, t, J 7.5]; 7.48 [1H, 1d, J 7.5]; 9.19 and 9.23 [2 × NH, bs].
13C NMR: 37.7, 38.8 [CH]; 45.3, 45.5 [CH]; 54.0, 54.3 [CH3];
110.7, 110.9 [CH]; 113.6, 115.3 [CN]; 123.1, 123.3 [CH]; 124.2
[CH]; 124.4 [C]; 124.8 [CH]; 129.7, 129.9 [CH]; 142.0, 142.1
[C]; 164.1, 165.3 [CdO, ester]; 175.9 [CdO, amide]. Mass
Exp er im en ta l Section
Gen er a l. 1H and 13C NMR spectra were recorded in CDCl3
using 300- and 200-MHz (1H) spectrometers and are referenced
to CHCl3. Coupling constants are quoted in Hz. Assignments
in 13C spectra were based upon analysis of PENDANT spectra.
Mass spectra were recorded by GC-MS or by direct insertion.
IR spectra were recorded using either KBr or KCl disks.
Melting points were recorded using a capillary melting point
aparatus and are reported as uncorrected values.
The Hantzsch ester (1) was prepared using a literature
procedure.67
P r ep a r a tion of th e Ma lon ylisa tin ylid en e Der iva tives.
The isatinylidene derivatives (2a -c, e) were prepared by
condensing diethyl malonate, malononitrile, or ethyl cyano-
acetate with isatin or N-methylisatin in ethanol.68,69 Compound
2d was obtained when isatin and ethylcyanoacetate were
combined in MeOH in the presence of a catalytic quantity of
piperidine. Compound 2f was obtained in a manner similar
to compound 2e except that allyl alcohol was used as the
solvent for condensing allyl cyanoacetate with isatin in the
presence of a catalytic quantity of piperidine. Compound 2g
was obtained when isatin was treated with ethyl nitroacetate
in the presence of an excess of piperidine in refluxing ethanol.
P r ep a r a tion of th e Ben zylid en e Der iva tives. The ben-
zylidene derivatives 3(a , b, d , and e) were prepared by
condensing stoichiometric quantities of benzaldehyde or va-
C
12H10N2O3 (m/z [% abundance]): 230 [20]; 171 [100]; 132 [30].
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(67) Singer, A.; McElvain, S. M. In Organic Syntheses; J ohn Wiley
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